As your business grows having the ability to easily on-board new Branches and REPS becomes critical. Couple this with a centralized view of all of your business’s information and processes, and you have a critical management tool. Our Branch Supervision module allows your organization to access, manage and report on all your critical information from one centralized portal.
Automated workflows for Compliance, On-boarding, Operations and Finance eliminate manual processes, prevent errors and increase productivity for all parts of your business.
The system allows you to manage:
- Branch and REP Information
- On-boarding information
- Finance attributes: Payroll Code, Payout Targets, Production Minimums
- Licensing Information: FINRA, State and Insurance
- Client information: Suitability, Investment Orders and Portfolios
- Compliance attributes
- Order Blotters
- Centralized document management
- IT related information, costs and charge backs
- Dashboard Driven Reports and Workflows
- And much more …..